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> <channel><title>Comments on: Independent Financial Advisors face compliance issues when using Social Media</title> <atom:link href="http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/feed/" rel="self" type="application/rss+xml" /><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/</link> <description>For Marketing and Social Media stuff</description> <lastBuildDate>Mon, 13 Feb 2012 17:12:00 +0000</lastBuildDate> <sy:updatePeriod>hourly</sy:updatePeriod> <sy:updateFrequency>1</sy:updateFrequency> <generator>http://wordpress.org/?v=3.3.1</generator> <item><title>By: Twitter + Compliance = Rocky road? &#8211; IFA Websites</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-906</link> <dc:creator>Twitter + Compliance = Rocky road? &#8211; IFA Websites</dc:creator> <pubDate>Wed, 03 Feb 2010 11:42:18 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-906</guid> <description>[...] Justin Parks offers up a view on how IFAs face compliance issues with social media [...]</description> <content:encoded><![CDATA[<p>[...] Justin Parks offers up a view on how IFAs face compliance issues with social media [...]</p> ]]></content:encoded> </item> <item><title>By: Brian Byrne</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-905</link> <dc:creator>Brian Byrne</dc:creator> <pubDate>Fri, 08 Jan 2010 01:35:55 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-905</guid> <description>Hi Justin,&lt;br&gt;&lt;br&gt;Please do sign up. I would love your feedback. linkedFA is targeting Financial Advisors in all the English speaking countries. Many country&#039;s&#039; financial regulatory authorities have some sort of document retention policies. Some countries do not have specific retention periods set down by the limitation rules in that country. However, the statutory limitation periods are relevant as they indicate the length of time documents will be required to bring or defend proceedings and, as a result, for how long they should be retained. Limitation periods vary enormously; while many countries have limitation periods of six years for most actions (for example, the UK (England and Wales)). linkedFA will archive all site correspondence (blogs, postings, IM, etc) for six years and all correspondence can be extracted into a report.</description> <content:encoded><![CDATA[<p>Hi Justin,</p><p>Please do sign up. I would love your feedback. linkedFA is targeting Financial Advisors in all the English speaking countries. Many country&#39;s&#39; financial regulatory authorities have some sort of document retention policies. Some countries do not have specific retention periods set down by the limitation rules in that country. However, the statutory limitation periods are relevant as they indicate the length of time documents will be required to bring or defend proceedings and, as a result, for how long they should be retained. Limitation periods vary enormously; while many countries have limitation periods of six years for most actions (for example, the UK (England and Wales)). linkedFA will archive all site correspondence (blogs, postings, IM, etc) for six years and all correspondence can be extracted into a report.</p> ]]></content:encoded> </item> <item><title>By: Justin Parks</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-904</link> <dc:creator>Justin Parks</dc:creator> <pubDate>Fri, 08 Jan 2010 01:20:12 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-904</guid> <description>Hi Brian. &lt;br&gt;&lt;br&gt;I had a look at your site and the concept seems sound.  I may sign up, even though I am not technically a Financial Advisor, but I consult for clients who are. &lt;br&gt;&lt;br&gt;I notice however that you focus on the USA.  Have you any intentions in addressing the UK and European sectors?</description> <content:encoded><![CDATA[<p>Hi Brian.</p><p>I had a look at your site and the concept seems sound.  I may sign up, even though I am not technically a Financial Advisor, but I consult for clients who are.</p><p>I notice however that you focus on the USA.  Have you any intentions in addressing the UK and European sectors?</p> ]]></content:encoded> </item> <item><title>By: Brian Byrne</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-903</link> <dc:creator>Brian Byrne</dc:creator> <pubDate>Thu, 07 Jan 2010 21:30:00 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-903</guid> <description>Clearly, there are reputation, security and compliance risks in the use of the mainstream, consumer-focused social media tools. We at &lt;a href=&quot;http://linkedFA.com&quot; rel=&quot;nofollow&quot;&gt;linkedFA.com&lt;/a&gt; believe that a purpose driven social media site, created specifically for financial advisors, will allow you to get the best social media has to offer in developing your business, while protecting both you and your client’s privacy and security. &lt;a href=&quot;http://www.linkedfa.com&quot; rel=&quot;nofollow&quot;&gt;www.linkedfa.com&lt;/a&gt; addresses FINRA compliance rules for financial advisors.</description> <content:encoded><![CDATA[<p>Clearly, there are reputation, security and compliance risks in the use of the mainstream, consumer-focused social media tools. We at <a
href="http://linkedFA.com" rel="nofollow">linkedFA.com</a> believe that a purpose driven social media site, created specifically for financial advisors, will allow you to get the best social media has to offer in developing your business, while protecting both you and your client’s privacy and security. <a
href="http://www.linkedfa.com" rel="nofollow">http://www.linkedfa.com</a> addresses FINRA compliance rules for financial advisors.</p> ]]></content:encoded> </item> <item><title>By: Brian Byrne</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-2127</link> <dc:creator>Brian Byrne</dc:creator> <pubDate>Thu, 07 Jan 2010 19:35:00 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-2127</guid> <description>Hi Justin,
Please do sign up. I would love your feedback. linkedFA is targeting Financial Advisors in all the English speaking countries. Many country&#039;s&#039; financial regulatory authorities have some sort of document retention policies. Some countries do not have specific retention periods set down by the limitation rules in that country. However, the statutory limitation periods are relevant as they indicate the length of time documents will be required to bring or defend proceedings and, as a result, for how long they should be retained. Limitation periods vary enormously; while many countries have limitation periods of six years for most actions (for example, the UK (England and Wales)). linkedFA will archive all site correspondence (blogs, postings, IM, etc) for six years and all correspondence can be extracted into a report.</description> <content:encoded><![CDATA[<p>Hi Justin,</p><p>Please do sign up. I would love your feedback. linkedFA is targeting Financial Advisors in all the English speaking countries. Many country&#8217;s&#8217; financial regulatory authorities have some sort of document retention policies. Some countries do not have specific retention periods set down by the limitation rules in that country. However, the statutory limitation periods are relevant as they indicate the length of time documents will be required to bring or defend proceedings and, as a result, for how long they should be retained. Limitation periods vary enormously; while many countries have limitation periods of six years for most actions (for example, the UK (England and Wales)). linkedFA will archive all site correspondence (blogs, postings, IM, etc) for six years and all correspondence can be extracted into a report.</p> ]]></content:encoded> </item> <item><title>By: Brian Byrne</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-2128</link> <dc:creator>Brian Byrne</dc:creator> <pubDate>Thu, 07 Jan 2010 19:35:00 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-2128</guid> <description>Hi Justin,
Please do sign up. I would love your feedback. linkedFA is targeting Financial Advisors in all the English speaking countries. Many country&#039;s&#039; financial regulatory authorities have some sort of document retention policies. Some countries do not have specific retention periods set down by the limitation rules in that country. However, the statutory limitation periods are relevant as they indicate the length of time documents will be required to bring or defend proceedings and, as a result, for how long they should be retained. Limitation periods vary enormously; while many countries have limitation periods of six years for most actions (for example, the UK (England and Wales)). linkedFA will archive all site correspondence (blogs, postings, IM, etc) for six years and all correspondence can be extracted into a report.</description> <content:encoded><![CDATA[<p>Hi Justin,</p><p>Please do sign up. I would love your feedback. linkedFA is targeting Financial Advisors in all the English speaking countries. Many country&#8217;s&#8217; financial regulatory authorities have some sort of document retention policies. Some countries do not have specific retention periods set down by the limitation rules in that country. However, the statutory limitation periods are relevant as they indicate the length of time documents will be required to bring or defend proceedings and, as a result, for how long they should be retained. Limitation periods vary enormously; while many countries have limitation periods of six years for most actions (for example, the UK (England and Wales)). linkedFA will archive all site correspondence (blogs, postings, IM, etc) for six years and all correspondence can be extracted into a report.</p> ]]></content:encoded> </item> <item><title>By: Justin Parks</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-2125</link> <dc:creator>Justin Parks</dc:creator> <pubDate>Thu, 07 Jan 2010 19:20:00 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-2125</guid> <description>Hi Brian.
I had a look at your site and the concept seems sound.  I may sign up, even though I am not technically a Financial Advisor, but I consult for clients who are.
I notice however that you focus on the USA.  Have you any intentions in addressing the UK and European sectors?</description> <content:encoded><![CDATA[<p>Hi Brian.</p><p>I had a look at your site and the concept seems sound.  I may sign up, even though I am not technically a Financial Advisor, but I consult for clients who are.</p><p>I notice however that you focus on the USA.  Have you any intentions in addressing the UK and European sectors?</p> ]]></content:encoded> </item> <item><title>By: Justin Parks</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-2126</link> <dc:creator>Justin Parks</dc:creator> <pubDate>Thu, 07 Jan 2010 19:20:00 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-2126</guid> <description>Hi Brian.
I had a look at your site and the concept seems sound.  I may sign up, even though I am not technically a Financial Advisor, but I consult for clients who are.
I notice however that you focus on the USA.  Have you any intentions in addressing the UK and European sectors?</description> <content:encoded><![CDATA[<p>Hi Brian.</p><p>I had a look at your site and the concept seems sound.  I may sign up, even though I am not technically a Financial Advisor, but I consult for clients who are.</p><p>I notice however that you focus on the USA.  Have you any intentions in addressing the UK and European sectors?</p> ]]></content:encoded> </item> <item><title>By: Brian Byrne</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-2123</link> <dc:creator>Brian Byrne</dc:creator> <pubDate>Thu, 07 Jan 2010 15:30:00 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-2123</guid> <description>Clearly, there are reputation, security and compliance risks in the use of the mainstream, consumer-focused social media tools. We at linkedFA.com believe that a purpose driven social media site, created specifically for financial advisors, will allow you to get the best social media has to offer in developing your business, while protecting both you and your client’s privacy and security. www.linkedfa.com addresses FINRA compliance rules for financial advisors. </description> <content:encoded><![CDATA[<p>Clearly, there are reputation, security and compliance risks in the use of the mainstream, consumer-focused social media tools. We at linkedFA.com believe that a purpose driven social media site, created specifically for financial advisors, will allow you to get the best social media has to offer in developing your business, while protecting both you and your client’s privacy and security. <a
href="http://www.linkedfa.com" rel="nofollow">http://www.linkedfa.com</a> addresses FINRA compliance rules for financial advisors.</p> ]]></content:encoded> </item> <item><title>By: Brian Byrne</title><link>http://www.justinparks.com/independent-financial-advisors-face-compliance-issues-social-media/#comment-2124</link> <dc:creator>Brian Byrne</dc:creator> <pubDate>Thu, 07 Jan 2010 15:30:00 +0000</pubDate> <guid
isPermaLink="false">http://www.justinparks.com/?p=1579#comment-2124</guid> <description>Clearly, there are reputation, security and compliance risks in the use of the mainstream, consumer-focused social media tools. We at linkedFA.com believe that a purpose driven social media site, created specifically for financial advisors, will allow you to get the best social media has to offer in developing your business, while protecting both you and your client’s privacy and security. www.linkedfa.com addresses FINRA compliance rules for financial advisors. </description> <content:encoded><![CDATA[<p>Clearly, there are reputation, security and compliance risks in the use of the mainstream, consumer-focused social media tools. We at linkedFA.com believe that a purpose driven social media site, created specifically for financial advisors, will allow you to get the best social media has to offer in developing your business, while protecting both you and your client’s privacy and security. <a
href="http://www.linkedfa.com" rel="nofollow">http://www.linkedfa.com</a> addresses FINRA compliance rules for financial advisors.</p> ]]></content:encoded> </item> </channel> </rss>
